Georganna M. Gant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georganna M Gant, who also goes by Georganna Marilyn Gant, Gigi Gant, Georganna Marilyn Wascom, Georganna Wascom, was a registered financial professional .
Georganna is a previously registered financial professional and started their career in finance in 1996. Georganna had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2016 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 8, 2015 - June 30, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 6, 2006 - August 23, 2016
STERNE, AGEE & LEACH, INC.
September 6, 2006 - August 23, 2016
STONEX SECURITIES INC.
March 23, 2004 - August 24, 2006
PORTER WHITE INVESTMENT ADVISORS, INC.
July 8, 1996 - August 24, 2006
PORTER, WHITE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
