David G. Behenna

TIGER BAY MANAGEMENT

Portsmouth, NH 03801-4050

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CRD#: 1455423

Professional summary

David Gerard Behenna is a registered financial advisor currently at TIGER BAY MANAGEMENT, INC. located in Portsmouth, New Hampshire.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. David has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PCSGP, INC. INVESTMENT RELATED 155 Fleet Street, Portsmouth, NH 03801 PCSGP SERVES AS THE GENERAL PARTNER OR MANAGER FOR DEVELOPMENT STAGE BUSINESSES OR PARTNERSHIPS MAKING PRIVATE INVESTMENTS WHICH THE RA, FAMILY MEMBERS, AND RELATED ENTITIES OWN. BEHENNA SERVES AS THE PRESIDENT, SECRETARY, TREASURER, AND SOLE DIRECTOR OF PCSGP AND HAS DUTIES COMMON TO EXECUTIVES. BEHENNA ASSUMED THESE ROLES ON 11/1/00. HOURS DEVOTED: VARIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gerard Behenna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2011 - Present

TIGER BAY MANAGEMENT, INC.

Office #1: 155 Fleet Street, Portsmouth, NH 03801-4050

RIA

CRD#: 138213

Portsmouth, NH

Past

June 15, 1994 - December 31, 2010

TIGER BAY MANAGEMENT, INC.

RIA

CRD#: 138213

ROLLING HILLS ESTATES, CA

Past

December 17, 1991 - November 16, 1992

NEW STREET SECURITIES CORPORATION

CRD#: 27064

Past

April 19, 1991 - December 19, 1991

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

October 19, 1988 - March 3, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/7/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

TIGER BAY MANAGEMENT, INC.

CRD#: 138213 / SEC#:

California

Registered Investment Advisory firm - (5/16/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (3/6/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

155 Fleet Street, Portsmouth, NH 03801-4050

Mailing Address

P.o. Box 513, Rye Beach, NH 03871-0513

Phone number

(603) 828-2065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David G. Behenna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gerard Behenna's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIGER BAY MANAGEMENT, INC.

TIGER BAY MANAGEMENT, INC.

NEW STREET SECURITIES CORPORATION

DREXEL BURNHAM LAMBERT INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 4/7/1989

Series 7

Date: 10/15/1988

Current Firm

TIGER BAY MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

TIGER BAY MANAGEMENT, INC.

TRUST BUT VERIFY

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