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Paul Michael Acosta

CRD# 1455279·Registered 1986 - 1997
Barred: Paul Michael Acosta was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Paul Michael Acosta, who also goes by Paul Micheal Acosta, Paul Micheal Costa, Paul Micheal Ealacosta, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1986 - 1997. Paul had worked at 5 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Micheal Acosta, Paul Micheal Costa, Paul Micheal Ealacosta

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
April 23, 1997 - December 31, 1997
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
January 19, 1996 - December 31, 1996
POLARIS FINANCIAL SERVICES, INC.·CRD# 14521
BD
Concord, NH
November 2, 1993 - September 19, 1995
BUCKHEAD FINANCIAL CORPORATION·CRD# 18398
BD
November 27, 1991 - November 8, 1993
BUCKHEAD FINANCIAL CORPORATION·CRD# 18398
BD
March 20, 1989 - June 7, 1990
SOURCE SECURITIES, INC.·CRD# 8026
BD
February 11, 1987 - April 25, 1989
SIGNATOR INVESTORS, INC.·CRD# 468
BD
January 24, 1986 - March 14, 1987

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Current Firm

WS
WMA SECURITIES, INC.

WMA SECURITIES, INC.

CRD#: 32625 / SEC#: 8-45728
BD
Terminated by SEC on 06/30/2002

Contact Information

Established

Georgia since 04/14/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD MONEY GROUP, INC.OWNER—

Disclosures

Regulatory Event

6

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jan 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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