John W. Bronico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Walter Bronico was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2008 - June 26, 2024
CADARET, GRANT & CO., INC.
September 18, 2007 - February 22, 2008
MSI FINANCIAL SERVICES, INC.
January 18, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 18, 2007 - February 22, 2008
MSI FINANCIAL SERVICES, INC.
January 5, 1998 - January 22, 2007
CADARET, GRANT & CO., INC.
June 7, 1989 - January 22, 2007
CADARET, GRANT & CO., INC.
January 27, 1986 - June 21, 1989
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
