Bruce I. Berland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce I Berland, who also goes by Bruce Berland, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1986. Bruce had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2012 - April 17, 2018
TD AMERITRADE, INC.
April 9, 2012 - April 17, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 19, 2012 - April 17, 2018
TD AMERITRADE, INC.
March 30, 2010 - March 12, 2012
DINOSAUR FINANCIAL GROUP, L.L.C
April 21, 2005 - April 19, 2010
J. ALDEN ASSOCIATES, INC.
October 22, 2003 - May 2, 2005
SUMA SECURITIES, LLC
April 14, 1997 - October 29, 2001
JOSEPHTHAL & CO., INC.
January 27, 1994 - April 17, 1997
CITIGROUP GLOBAL MARKETS INC.
September 29, 1988 - January 6, 1994
LEHMAN BROTHERS INC.
March 10, 1987 - August 8, 1988
MORGAN STANLEY DW INC.
May 20, 1986 - February 3, 1987
ROONEY, PACE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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