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Michael Roger Hansen

CRD# 1455232·Registered 1986 - 2012
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Roger Hansen was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1986 - 2012. Michael had worked at 18 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

NFSG CORPORATION·CRD# 130814
RIA
Ft. Lauderdale, FL
April 25, 2006 - July 13, 2012
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Ft. Lauderdale, FL
April 24, 2006 - July 13, 2012
DAWSON JAMES ASSET MANAGEMENT, INC.·CRD# 135259
RIA
Boca Raton, FL
September 28, 2005 - June 23, 2006
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
Boca Raton, FL
April 18, 2005 - May 2, 2006
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
May 18, 2001 - April 11, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.·CRD# 41506
BD
Boca Raton, FL
March 8, 2001 - May 22, 2001
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
January 5, 2001 - March 8, 2001
EISNER SECURITIES, INC.·CRD# 40585
BD
St. Louis, MO
July 27, 2000 - September 12, 2000
KRIEGER FINANCIAL SERVICES, INC.·CRD# 44959
BD
Delray Beach, FL
October 14, 1998 - April 8, 1999
FIRST SECURITIES USA, INC.·CRD# 39986
BD
Irvine, CA
July 22, 1998 - September 23, 1998
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
January 28, 1992 - March 20, 1998
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
December 2, 1991 - February 10, 1992
GUARDIAN INTERNATIONAL SECURITIES CORP.·CRD# 8454
BD
July 8, 1991 - November 25, 1991
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
March 28, 1991 - June 21, 1991
KOCHCAPITAL·CRD# 21038
BD
May 29, 1990 - March 4, 1991
KOBER FINANCIAL CORP.·CRD# 17551
BD
Englewood, CO
January 8, 1990 - May 31, 1990
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
January 2, 1987 - January 11, 1990
MICHELIN AND COMPANY, INC.·CRD# 14447
BD
March 4, 1986 - January 2, 1987

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Current Firm

NC
NFSG CORPORATION

NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - SEC (11/6/2007 Approved)
Arizona
Registered Investment Advisory firm - Arizona (11/8/2007 Terminated)
California
Registered Investment Advisory firm - California (11/8/2007 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/8/2007 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/12/2007 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/6/2007 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (11/8/2007 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (12/17/2007 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/14/2007 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/8/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/13/2007 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/8/2007 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/8/2007 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (11/8/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1200 North Federal Highway Suite 400, Boca Raton, FL 33432

Phone Number

(954) 334-3450

# of Employees

89

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/2/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,607

AUM (Assets Under Management)

$1,082,643,515

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION

NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - SEC (11/6/2007 Approved)
Arizona
Registered Investment Advisory firm - Arizona (11/8/2007 Terminated)
California
Registered Investment Advisory firm - California (11/8/2007 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/8/2007 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/12/2007 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/6/2007 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (11/8/2007 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (12/17/2007 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/14/2007 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/8/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/13/2007 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/8/2007 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/8/2007 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (11/8/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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