Michael R. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Roger Hansen was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 18 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - July 13, 2012
NFSG CORPORATION
April 24, 2006 - July 13, 2012
NEWBRIDGE SECURITIES CORPORATION
September 28, 2005 - June 23, 2006
DAWSON JAMES ASSET MANAGEMENT, INC.
April 18, 2005 - May 2, 2006
DAWSON JAMES SECURITIES, INC.
May 18, 2001 - April 11, 2005
NATIONAL SECURITIES CORPORATION
March 8, 2001 - May 22, 2001
STERLING FINANCIAL INVESTMENT GROUP, INC.
January 5, 2001 - March 8, 2001
GUNNALLEN FINANCIAL, INC
July 27, 2000 - September 12, 2000
EISNER SECURITIES, INC.
October 14, 1998 - April 8, 1999
KRIEGER FINANCIAL SERVICES, INC.
July 22, 1998 - September 23, 1998
FIRST SECURITIES USA, INC.
January 28, 1992 - March 20, 1998
JOSEPH CHARLES & ASSOC., INC.
December 2, 1991 - February 10, 1992
EURO-ATLANTIC SECURITIES INC.
July 8, 1991 - November 25, 1991
GUARDIAN INTERNATIONAL SECURITIES CORP.
March 28, 1991 - June 21, 1991
SCHNEIDER SECURITIES, INC.
May 29, 1990 - March 4, 1991
KOCHCAPITAL
January 8, 1990 - May 31, 1990
KOBER FINANCIAL CORP.
January 2, 1987 - January 11, 1990
J. W. GANT & ASSOCIATES, INC.
March 4, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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