John W. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Whayne Lane, who also goes by John Lane, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 1991 - July 6, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
May 3, 1990 - October 29, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
March 29, 1989 - April 25, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
April 15, 1988 - January 17, 1989
DILLON SECURITIES, INC.
November 14, 1987 - April 9, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
December 3, 1986 - October 28, 1987
JP MICHAEL CO.
February 19, 1986 - December 1, 1986
MAIN STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST AMERICAN BILTMORE SECURITIES, INC.
CRD#: 17585 / SEC#: , 8-35471
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
