Phillip D. Meserve
Professional summary
Phillip Duane Meserve, who also goes by Phil Meserve, Phillip D Meserve, is a registered financial professional currently at SEALY INVESTMENT SECURITIES, LLC located in Dallas, Texas.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 1986. Phillip has worked at 15 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Duane Meserve's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2026 - Present
SEALY INVESTMENT SECURITIES, LLC
Office #1: 5910 N. Central Expressway, Suite 1700, Dallas, TX 75206December 20, 2019 - December 31, 2024
PREP SECURITIES, LLC
February 5, 2015 - April 2, 2020
CR CAPITAL DISTRIBUTORS, LLC
March 2, 2011 - December 2, 2019
STIRA CAPITAL MARKETS GROUP, LLC
June 9, 2010 - February 7, 2011
EQUITABLE ADVISORS, LLC
November 1, 2005 - February 2, 2011
EQUITABLE DISTRIBUTORS, LLC
March 1, 2004 - October 26, 2005
TBG FINANCIAL
August 30, 2000 - July 3, 2002
METLIFE INVESTORS DISTRIBUTION COMPANY
June 9, 1998 - December 31, 1998
OLD MUTUAL INVESTMENT PARTNERS
June 17, 1997 - April 24, 1998
INVESTORS BROKERAGE SERVICES, INC.
August 2, 1996 - April 2, 1997
EQUITABLE DISTRIBUTORS, LLC
June 24, 1992 - April 7, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
April 11, 1991 - May 4, 1992
MONARCH SECURITIES, INC.
February 25, 1991 - June 4, 1991
MONARCH FINANCIAL SERVICES, INC.
January 9, 1990 - December 31, 1990
ABI SECURITIES, INC.
February 19, 1986 - January 8, 1991
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2026)
(4/21/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691 / SEC#: , 8-70340
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691Dallas, TX 75206TRUST BUT VERIFY
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