Charles L. Wright

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CRD#: 1454969

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Larry Wright, who also goes by Charles L Wright, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1986. Charles had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles L Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am licensed to sell life insurance but rarely discuss it with potential clients. Charles Larry Wright has an interview show that is turned into a podcast. He pays for the production time on OC Talk Radio, an internet radio service, and the guest is an investment manager or similar. The guest pays nothing for the interview and for the podcast. The podcasts are listed on a website - www.StrategicInvestorRadio.com. He occasionally uses the investment fund of the guest for a client's portfolio.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 25, 2019 - July 28, 2025

PROCORE ADVISORS, LLC

RIA

CRD#: 289037

NEWPORT BEACH, CA

Past

May 12, 2017 - March 7, 2022

STRATEGIC ALPHA INVESTMENT ADVISORS, INC

RIA

CRD#: 287826

IRVINE, CA

Past

July 31, 2009 - November 4, 2015

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

ALTA LOMA, CA

Past

September 17, 2008 - July 31, 2009

PARTNERVEST SECURITIES, INC.

CRD#: 104134

ALTA LOMA, CA

Past

September 8, 2006 - May 11, 2017

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

ALTA LOMA, CA

Past

January 23, 1986 - October 1, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/30/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/23/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/16/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

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Contact information

Main Address

1101 Dove Street Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 339-2990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PROCORE ADVISORS, LLC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 110,885,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles L. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STRATEGIC ALPHA INVESTMENT ADVISORS, INC

SORRENTO PACIFIC FINANCIAL, LLC

PARTNERVEST SECURITIES, INC.

PARTNERVEST ADVISORY SERVICES LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PROCORE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/2008

Series 65

Date: 8/23/2006

SIE

Date: 11/4/2015

Series 6

Date: 9/16/2008

Series 7

Date: 1/18/1986

Current Firm

PROCORE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCORE ADVISORS, LLC

TRUST BUT VERIFY

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