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MH

Marc C. Hadley

NICOLLET INVESTMENT MANAGEMENT
Minneapolis, MN 55401
Some features on this profile are disabled
CRD#: 1454947
MH

Professional summary

Marc Christopher Hadley, CFP® is a registered financial advisor currently at NICOLLET INVESTMENT MANAGEMENT, INC. located in Minneapolis, Minnesota.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Marc has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Christopher Hadley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1986

Experience

Current

April 18, 2017 - Present

NICOLLET INVESTMENT MANAGEMENT, INC.

Office #1: 800 Washington Avenue North Suite 150, Minneapolis, MN 55401
RIA
CRD#: 109401
Minneapolis, MN
Past

December 5, 2013 - April 7, 2017

WILKERSON RESOURCE ADVISORS

RIA
CRD#: 154308
MINNEAPOLIS, MN
Past

February 6, 1990 - May 31, 1995

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

February 3, 1987 - April 18, 1989

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI, FL
Past

January 30, 1986 - February 10, 1987

MORISON SECURITIES, INC.

BD
CRD#: 8097

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NICOLLET INVESTMENT MANAGEMENT, INC.
ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA
Registered Investment Advisory firm - (2/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(4/18/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/30/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/1986
General Securities Representative Examination

Current Firm

NI
NICOLLET INVESTMENT MANAGEMENT, INC.
ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA
Registered Investment Advisory firm - (2/22/2000 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
800 Washington Avenue North Suite 150, Minneapolis, MN 55401
Mailing Address
Phone number
(612) 915-3033
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NICOLLET INVESTMENT INC ADV PART 2A (9/17/2025)

Regulatory assets under management

Total Number of Accounts868
AUM (Assets Under Management)$ 532,509,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NICOLLET INVESTMENT MANAGEMENT, INC.

CRD#: 109401Minneapolis, MN 55401

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