Marc C. Hadley

NICOLLET INVESTMENT MANAGEMENT

Minneapolis, MN 55401

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CRD#: 1454947

Professional summary

Marc Christopher Hadley, CFP® is a registered financial advisor currently at NICOLLET INVESTMENT MANAGEMENT, INC. located in Minneapolis, Minnesota.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Marc has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Christopher Hadley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

April 18, 2017 - Present

NICOLLET INVESTMENT MANAGEMENT, INC.

Office #1: 800 Washington Avenue North Suite 150, Minneapolis, MN 55401

RIA

CRD#: 109401

Minneapolis, MN

Past

December 5, 2013 - April 7, 2017

WILKERSON RESOURCE ADVISORS

RIA

CRD#: 154308

MINNEAPOLIS, MN

Past

February 6, 1990 - May 31, 1995

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

February 3, 1987 - April 18, 1989

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

January 30, 1986 - February 10, 1987

MORISON SECURITIES, INC.

CRD#: 8097

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICOLLET INVESTMENT MANAGEMENT, INC.

ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA

Registered Investment Advisory firm - (2/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

NICOLLET INVESTMENT MANAGEMENT, INC.

ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA

Registered Investment Advisory firm - (2/22/2000 Approved)

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Contact information

Main Address

800 Washington Avenue North Suite 150, Minneapolis, MN 55401

Mailing Address

Phone number

(612) 915-3033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NICOLLET INVESTMENT INC ADV PART 2A (9/17/2025)

Regulatory assets under management

Total Number of Accounts	868
AUM (Assets Under Management)	$ 532,509,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc C. Hadley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Christopher Hadley's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILKERSON RESOURCE ADVISORS

INVESTMENT CENTERS OF AMERICA, INC.

INVESTACORP, INC.

MORISON SECURITIES, INC.

Primary Firm SEC Registration

NICOLLET INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2010

Series 63

Date: 12/30/1985

Series 7

Date: 1/18/1986

Current Firm

NICOLLET INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICOLLET INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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