Harry M. Lefkowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Martin Lefkowitz, who also goes by Harry M Lefkowitz, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1991. Harry had worked at 4 firms and has passed the Series 63, Series 62, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2003 - January 23, 2003
PARKER FINANCIAL CORP.
March 30, 2001 - September 27, 2011
DOMESTIC SECURITIES, INC.
October 28, 1991 - May 29, 2012
RUSHMORE CAPITAL, INC.
August 2, 1991 - October 16, 2001
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/31/1991
Corporate Securities Limited Representative ExaminationSeries 28
Date: 11/23/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PARKER FINANCIAL CORP.
CRD#: 42140 / SEC#: , 8-49713
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENIUM CAPITAL TRADING LLC | SHAREHOLDER | |
| SUNSPOT HOLDING CORP. | SHAREHOLDER | |
| RIVERSO, RAFFAEL GIGLIO | SHAREHOLDER | 2022485 |
| ROMEU, ALFONSO L | COMPLIANCE OFFICER, CEO , AML OFFICER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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