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David John Eckert

CRD# 1454904·Registered 1987 - 1992
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David John Eckert was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1987 - 1992. David had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

INVESTORS ASSOCIATES, INC.·CRD# 958
BD
February 5, 1992 - October 27, 1992
R.H.DAMON & CO., INC.·CRD# 23091
BD
April 5, 1990 - September 21, 1990
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
February 7, 1990 - March 14, 1990
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
January 26, 1990 - February 27, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
November 6, 1989 - January 27, 1990
FIRST FIDELITY CAPITAL CORP.·CRD# 17967
BD
September 21, 1989 - November 9, 1989
KOBER FINANCIAL CORP.·CRD# 17551
BD
May 1, 1989 - October 3, 1989
FINNET SECURITIES, INC.·CRD# 17960
BD
March 16, 1989 - May 26, 1989
POWER SECURITIES CORPORATION·CRD# 15527
BD
March 17, 1987 - February 28, 1989

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Current Firm

IA
INVESTORS ASSOCIATES, INC.

INVESTORS ASSOCIATES, INC.

CRD#: 958 / SEC#: 8-15007
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

New Jersey since 06/16/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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