David J. Eckert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Eckert was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 1992 - October 27, 1992
INVESTORS ASSOCIATES, INC.
April 5, 1990 - September 21, 1990
R.H.DAMON & CO., INC.
February 7, 1990 - March 14, 1990
WELLSHIRE SECURITIES, INC.
January 26, 1990 - February 27, 1990
JOSEPHTHAL & CO., INC.
November 6, 1989 - January 27, 1990
J. T. MORAN & CO., INC.
September 21, 1989 - November 9, 1989
FIRST FIDELITY CAPITAL CORP.
May 1, 1989 - October 3, 1989
KOBER FINANCIAL CORP.
March 16, 1989 - May 26, 1989
FINNET SECURITIES, INC.
March 17, 1987 - February 28, 1989
POWER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
