Helen N. Tomlinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Nebeker Tomlinson, who also goes by Helen N Tomlinson, was a registered financial advisor .
Helen is a previously registered financial advisor and started their career in finance in 1986. Helen had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2003 - January 8, 2007
FAIRPORT ASSET MANAGEMENT, LLC
January 15, 2003 - January 31, 2005
T&M ASSET MANAGEMENT LLC
September 9, 1996 - December 23, 1998
NATCITY INVESTMENTS, INC.
April 5, 1991 - March 8, 1995
THE HUNTINGTON INVESTMENT COMPANY
October 12, 1987 - July 21, 1989
THE HUNTINGTON INVESTMENT COMPANY
February 19, 1986 - June 11, 1987
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
