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Mark Robert Fielder

FORTUNE FINANCIAL SERIVCES
Burbank, CA
·CRD# 1454705·40 years experience

Professional Summary

Mark Robert Fielder is a registered financial advisor currently at FORTUNE FINANCIAL SERIVCES, LLC located in Burbank, California. Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 10 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
Burbank, CA
January 2, 2018 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Glendora, CA
November 1, 2017 - December 31, 2017
GIRARD SECURITIES, INC.·CRD# 18697
BD
Simi Valley, CA
July 11, 2003 - November 1, 2017
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
Phoenix, AZ
January 19, 1996 - July 21, 2003
KOHN, HEBERT & ASSOCIATES, LTD.·CRD# 31084
BD
August 1, 1994 - January 19, 1996
U.S. SECURITIES CLEARING CORP.·CRD# 15403
BD
San Diego, CA
May 11, 1994 - July 29, 1994
CAPITAL GROWTH RESOURCES·CRD# 7779
BD
El Cajon, CA
March 9, 1993 - May 25, 1994
MERRIMAN CAPITAL, INC.·CRD# 18296
BD
New York, NY
March 11, 1987 - February 2, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
July 21, 1986 - March 13, 1987
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
July 21, 1986 - March 28, 1987

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Current Firm

FF
FORTUNE FINANCIAL SERIVCES, LLC

FORTUNE FINANCIAL SERIVCES, LLC | FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: 8-49727
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone Number

(724) 846-2488

Established

Pennsylvania since 04/20/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BURKE, KELLY GENECHAIRMAN2768537
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER—
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2018)
RR
Arizona
(1/2/2018)
RR
California
(1/2/2018)
RR
Colorado
(1/2/2018)
RR
Florida
(1/2/2018)
RR
Georgia
(1/5/2022)
RR
Idaho
(7/11/2024)
RR
Illinois
(1/2/2018)
RR
Michigan
(1/12/2024)
RR
Minnesota
(1/3/2024)
RR
New York
(1/2/2018)
RR
Oklahoma
(1/2/2018)
RR
Oregon
(1/2/2018)
RR
Texas
(1/2/2018)
RR
Washington
(1/2/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Oct 1993About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1986About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 1990About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Robert Fielder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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