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MF

Mark R. Fielder

FORTUNE FINANCIAL SERVICES
Burbank, CA
Some features on this profile are disabled
CRD#: 1454705
MF

Professional summary

Mark Robert Fielder is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Burbank, California.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 10 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Robert Fielder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2018 - Present

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
Burbank, CA
Past

November 1, 2017 - December 31, 2017

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
GLENDORA, CA
Past

July 11, 2003 - November 1, 2017

GIRARD SECURITIES, INC.

BD
CRD#: 18697
SIMI VALLEY, CA
Past

January 19, 1996 - July 21, 2003

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
PHOENIX, AZ
Past

August 1, 1994 - January 19, 1996

KOHN, HEBERT & ASSOCIATES, LTD.

BD
CRD#: 31084
Past

May 11, 1994 - July 29, 1994

U.S. SECURITIES CLEARING CORP.

BD
CRD#: 15403
SAN DIEGO, CA
Past

March 9, 1993 - May 25, 1994

CAPITAL GROWTH RESOURCES

BD
CRD#: 7779
EL CAJON, CA
Past

March 11, 1987 - February 2, 1993

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
NEW YORK, NY
Past

July 21, 1986 - March 13, 1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
Past

July 21, 1986 - March 28, 1987

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/2/2018)
RR
Arizona
(1/2/2018)
RR
California
(1/2/2018)
RR
Colorado
(1/2/2018)
RR
Florida
(1/2/2018)
RR
Georgia
(1/5/2022)
RR
Idaho
(7/11/2024)
RR
Illinois
(1/2/2018)
RR
Michigan
(1/12/2024)
RR
Minnesota
(1/3/2024)
RR
New York
(1/2/2018)
RR
Oklahoma
(1/2/2018)
RR
Oregon
(1/2/2018)
RR
Texas
(1/2/2018)
RR
Washington
(1/2/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 7/8/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 10/1/1993
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/18/1986
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 6/18/1990
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DANIELS, BLAKE WILLIAMCHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO1285106
DANIELS, BRIAN LEEOWNER1213561
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150Burbank, CA

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