Andrew J. Kaiser

MOUNTAIN HILL INVESTMENT PARTNERS

ATLANTIC HIGHLANDS, NJ 07716

Some features on this profile are disabled

CRD#: 1454572

Professional summary

Andrew John Kaiser is a registered financial advisor currently at MOUNTAIN HILL INVESTMENT PARTNERS located in Atlantic Highlands, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Andrew has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.MOUNTAIN HILL INVESTMENT PARTNERS, START: 01/2006, CORPORATION, 726 KINGS HIGHWAY EAST ATLANTIC HIGHLANDS, NJ 07716, RIA, OWNER/ADVISOR, INVESTMENT RELATED, 180 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2.RAKMF, START: 2004, 501C3, 726 KINGS HIGHWAY EAST ATLANTIC HIGHLANDS, NJ 07716, TRUSTEE OF FOUNDATION, BOARD MEMBER/CHARITABLE ENDEAVOR, NOT INVESTMENT RELATED, 5-10 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 3.LACROSSE IN MIDDLETOWN, START: 2011, 501C3, 726 KINGS HIGHWAY EAST ATLANTIC HIGHLANDS, NJ 07716, YOUTH SPORTS, BOARD MEMBER, 20 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 4.RJJ GROUP, LLC, START: 2005, 726 KINGS HIGHWAY EAST ATLANTIC HIGHLANDS, NJ 07716, REAL ESTATE/RENTAL, PRESIDENT, NOT INVESTMENT RELATED, 80 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5.MOUNTAIN HILL SCHOOL, LLC, START: 2004, 726 KINGS HIGHWAY EAST ATLANTIC HIGHLANDS, NJ 07716, PRIVATE SCHOOL, OWNER/SPOKESPERSON, NOT INVESTMENT RELATED, 40 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Kaiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2017 - Present

MOUNTAIN HILL INVESTMENT PARTNERS

Office #1: 724 Kings Highway East, Atlantic Highlands, NJ 07716

RIA

CRD#: 175187

ATLANTIC HIGHLANDS, NJ

Past

June 28, 2016 - December 31, 2016

MOUNTAIN HILL INVESTMENT PARTNERS

RIA

CRD#: 175187

atlantic highlands, NJ

Past

July 21, 2015 - November 30, 2016

MUTUAL SECURITIES, INC.

CRD#: 13092

Atlantic Highlands, NJ

Past

June 8, 2009 - June 9, 2015

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

ATLANTIC HIGHLANDS, NJ

Past

June 3, 2009 - June 9, 2015

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

ATLANTIC HIGHLANDS, NJ

Past

March 8, 2006 - June 30, 2009

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

March 8, 2006 - June 3, 2009

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

ATLANTIC HIGHLANDS, NJ

Past

February 21, 2001 - March 17, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RED BANK, NJ

Past

February 21, 2001 - March 17, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 29, 1998 - March 7, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

April 8, 1998 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

October 5, 1993 - April 23, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 31, 1993 - October 29, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 29, 1986 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 6, 1986 - October 24, 1986

EAST COAST SECURITIES GROUP, INC.

CRD#: 16248

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOUNTAIN HILL INVESTMENT PARTNERS

CRD#: 175187 / SEC#: 801-85192

RIA

Registered Investment Advisory firm - (4/3/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/28/2017)

IAR

Texas
(3/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Current Firm

MOUNTAIN HILL INVESTMENT PARTNERS

CRD#: 175187 / SEC#: 801-85192

RIA

Registered Investment Advisory firm - (4/3/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

724 Kings Highway East, Atlantic Highlands, NJ 07716

Mailing Address

Phone number

(732) 291-3188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (10/27/2025)

Regulatory assets under management

Total Number of Accounts	312
AUM (Assets Under Management)	$ 360,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Stewart

CHELSEA ADVISORY SERVICES, INC

IAR

South Ozone Park, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew J. Kaiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Kaiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOUNTAIN HILL INVESTMENT PARTNERS

MUTUAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

EAST COAST SECURITIES GROUP, INC.

Primary Firm SEC Registration

MOUNTAIN HILL INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/1995

Series 63

Date: 4/11/1986

SIE

Date: 11/30/2016

Series 7

Date: 2/15/1986

Current Firm

MOUNTAIN HILL INVESTMENT PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOUNTAIN HILL INVESTMENT PARTNERS

TRUST BUT VERIFY

Similar Advisors