Dale E. Shaffer
Professional summary
Dale Edward Shaffer, CFP® is a registered financial professional currently at INTERNATIONAL MONEY MANAGEMENT GROUP, INC. located in Grasonville, Maryland.
Dale is registered as a RR (Registered Representative) and started their career in finance in 1986. Dale has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dale Edward Shaffer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
January 20, 1986 - Present
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
Office #1: 110 Channel Marker Way Suite #101, Grasonville, MD 21638State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/1992)
(1/24/1986)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
CRD#: 14367 / SEC#: , 8-30417
Contact information
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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