John T. Jester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Timothy Jester SR, who also goes by John Timothy Jester, Tim Jester, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2015 - October 29, 2024
FOCUS PARTNERS WEALTH, LLC
April 4, 2006 - March 31, 2015
CAPGROUP ADVISORS
September 11, 2001 - April 4, 2006
CAPITAL ADVISORY GROUP
May 8, 1999 - June 9, 2000
UBS FINANCIAL SERVICES INC.
January 2, 1998 - January 6, 1999
TRUIST SECURITIES, INC.
November 5, 1996 - January 2, 1998
SUNTRUST CAPITAL MARKETS, INC.
July 30, 1996 - November 21, 1996
BOWLES HOLLOWELL CONNER & CO.
August 3, 1993 - August 23, 1995
CITIGROUP GLOBAL MARKETS INC.
November 20, 1992 - August 5, 1993
PRUDENTIAL EQUITY GROUP, LLC
August 14, 1986 - December 3, 1992
BOWLES HOLLOWELL CONNER & CO.
Primary Firm SEC Registration
FOCUS PARTNERS WEALTH, LLC
CRD#: 159289 / SEC#: 801-72862
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/21/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FOCUS PARTNERS WEALTH, LLC
CRD#: 159289 / SEC#: 801-72862
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,141 |
| AUM (Assets Under Management) | $ 95,889,888,426 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 07/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
