John T. Cooke

COOKE WEALTH MANAGEMENT

Irvine, CA 92612

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CRD#: 1454292

Professional summary

John Thomas Cooke, CFP® is a registered financial advisor currently at COOKE WEALTH MANAGEMENT, LLC located in Irvine, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Cooke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

September 2, 2003 - Present

COOKE WEALTH MANAGEMENT, LLC

Office #1: 18881 Von Karman Ave. Suite 1420, Irvine, CA 92612

RIA

CRD#: 127309

Irvine, CA

Past

April 4, 2001 - September 18, 2006

LIBERTY CAPITAL MANAGEMENT, INC.

RIA

CRD#: 109254

SANTA ANA, CA

Past

March 19, 2001 - April 1, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SANTA ANA, CA

Past

February 22, 2001 - April 1, 2008

OSAIC WEALTH, INC.

CRD#: 23131

SANTA ANA, CA

Past

November 16, 1998 - March 3, 2001

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

February 8, 1993 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

CARLSBAD, CA

Past

September 20, 1988 - February 17, 1993

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

January 23, 1986 - October 5, 1988

VALUE EQUITIES CORPORATION

CRD#: 13316

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COOKE WEALTH MANAGEMENT, LLC

COOK WEALTH MANAGEMENT, LLC | COOKE WEALTH MANAGEMENT, LLC

CRD#: 127309 / SEC#: 801-132264

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

California

Registered Investment Advisory firm - (5/3/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/2/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/1991

General Securities Principal Examination

Current Firm

COOKE WEALTH MANAGEMENT, LLC

COOK WEALTH MANAGEMENT, LLC | COOKE WEALTH MANAGEMENT, LLC

CRD#: 127309 / SEC#: 801-132264

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

California

Registered Investment Advisory firm - (5/3/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2025 Terminated)

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Contact information

Main Address

18881 Von Karman Ave. Suite 1420, Irvine, CA 92612

Mailing Address

Phone number

(949) 724-3880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COOKE WEALTH MANAGEMENT ADV 2A INCLUDING 2B (2/2/2026)

Regulatory assets under management

Total Number of Accounts	303
AUM (Assets Under Management)	$ 136,851,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Cooke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Cooke's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY CAPITAL MANAGEMENT, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

VALUE EQUITIES CORPORATION

Primary Firm SEC Registration

COOKE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/1994

Series 7

Date: 1/18/1986

Series 24

Date: 5/29/1991

Current Firm

COOKE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COOKE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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