Donald E. Motschwiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Eric Motschwiller was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - December 8, 2015
FIRST NEW YORK SECURITIES L.L.C.
February 1, 2012 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
April 1, 2011 - January 9, 2012
COWEN SECURITIES LLC
May 14, 2009 - January 24, 2011
MPS GLOBAL SECURITIES, LLC
August 5, 2004 - November 12, 2010
FIRST NEW YORK SECURITIES L.L.C.
November 30, 2000 - November 5, 2002
COWEN SECURITIES LLC
May 4, 1998 - August 5, 2004
CARLIN EQUITIES, LLC
June 5, 1997 - April 16, 1998
OSCAR GRUSS & SON INCORPORATED
July 9, 1986 - November 15, 1990
PRESIDENTIAL CAPITAL CORPORATION
February 14, 1986 - January 8, 1987
AMTAX MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST NEW YORK SECURITIES L.L.C.
CRD#: 16362 / SEC#: , 8-33753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FNY PARTNERS FUND LP | OWNER | |
| BROKAW, LLOYD BRUCE | MANAGING MEMBER | 31368 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| MIRON, RUSSEL LEEDS | CHIEF OPERATING OFFICER | 1509249 |
| MOTSCHWILLER, DONALD ERIC | CHIEF EXECUTIVE OFFICER | 1454120 |
| NOORANI, FARAZ AMIR | MANAGING MEMBER | 4983674 |
| SABATINI, DONNA ANN | CHIEF FINANCIAL OFFICER | 2352318 |
Disclosures
| Regulatory Event | 18 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
