Evan B. Ames
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Brown Ames was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1986. Evan had worked at 4 firms and has passed the Series 63, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2007 - December 31, 2014
EBA ASSOCIATES, INC.
September 2, 1994 - November 10, 1999
WMA SECURITIES, INC.
May 2, 1986 - November 3, 1987
CHADWICK FINANCIAL GROUP, INC.
March 20, 1986 - June 9, 1986
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EBA ASSOCIATES, INC.
CRD#: 142797 / SEC#:
Contact information
Red Flags
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