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GC

Gordon C. Cantley

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CRD#: 1453986
GC

Professional summary

Gordon Charles Cantley was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gordon is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Gordon had worked at 4 firms, which includes PARK FINANCIAL GROUP INC., HIGH POINT CAPITAL GROUP INC., FIRST MONTAUK SECURITIES CORP., THE STUART-JAMES COMPANY INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 14, 1996 - December 5, 2007

PARK FINANCIAL GROUP, INC.

BD
CRD#: 30582
MAITLAND, FL
Past

February 8, 1993 - October 29, 1996

HIGH POINT CAPITAL GROUP, INC.

BD
CRD#: 25667
COCOA, FL
Past

July 16, 1990 - January 12, 1993

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

February 19, 1986 - July 26, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/4/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 4/12/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/2/1999
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/25/1994
Registered Options Principal Examination

Current Firm

PF
PARK FINANCIAL GROUP, INC.
JDQ FINANCIAL GROUP, INC. | PARK FINANCIAL GROUP, INC.

CRD#: 30582 / SEC#: , 8-45018

BD
Terminated by SEC on 10/30/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 07/17/1992
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07, KEVIN CARRENO AND KENNON FLEANOR, CO-TRUSTEESSOLE OWNER
CARRENO, KEVIN ANDREWTRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-072047444
KEENON RICHARD FLEENORTRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07
OHAB, PAMELA CATHYFINOP2700308
PROCTOR, DARRYL LOUISCHIEF COMPLIANCE OFFICER1227476
ROLINSON, ERIC MATTHEWTRADING SUPERVISOR4898728
ROLINSON, ERIC MATTHEWFINOP4898728
ROLINSON, ERIC MATTHEWPRESIDENT/CEO4898728

Disclosures

Regulatory Event12

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK FINANCIAL GROUP, INC.

CRD#: 30582

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