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Gordon Charles Cantley

CRD# 1453986·Registered 1986 - 2007
Barred: Gordon Charles Cantley was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Gordon Charles Cantley was a registered financial advisor. Gordon was a previously registered financial professional and started their career in finance 1986 - 2007. Gordon had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

PARK FINANCIAL GROUP, INC.·CRD# 30582
BD
Maitland, FL
November 14, 1996 - December 5, 2007
HIGH POINT CAPITAL GROUP, INC.·CRD# 25667
BD
Cocoa, FL
February 8, 1993 - October 29, 1996
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
July 16, 1990 - January 12, 1993
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
February 19, 1986 - July 26, 1990

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Current Firm

PF
PARK FINANCIAL GROUP, INC.

JDQ FINANCIAL GROUP, INC. | PARK FINANCIAL GROUP, INC.

CRD#: 30582 / SEC#: 8-45018
BD
Terminated by SEC on 10/30/2009

Contact Information

Established

Florida since 07/17/1992

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07, KEVIN CARRENO AND KENNON FLEANOR, CO-TRUSTEESSOLE OWNER—
CARRENO, KEVIN ANDREWTRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-072047444
KEENON RICHARD FLEENORTRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07—
OHAB, PAMELA CATHYFINOP2700308
PROCTOR, DARRYL LOUISCHIEF COMPLIANCE OFFICER1227476
ROLINSON, ERIC MATTHEWFINOP4898728
ROLINSON, ERIC MATTHEWPRESIDENT/CEO4898728
ROLINSON, ERIC MATTHEWTRADING SUPERVISOR4898728

Disclosures

Regulatory Event

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1999About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1994About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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