James E. Kravitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Kravitz, who also goes by Jim Kravitz, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2017 - December 31, 2017
MERCAP SECURITIES, LLC
August 12, 2015 - December 31, 2018
MERCAP ADVISORS, INC.
August 13, 2013 - January 5, 2016
MERION WEALTH PARTNERS, LLC
August 12, 2013 - December 31, 2015
MERCAP SECURITIES, LLC
September 19, 2012 - August 7, 2013
LPL FINANCIAL LLC
September 19, 2012 - August 7, 2013
LPL FINANCIAL LLC
June 27, 2012 - September 18, 2012
CETERA WEALTH SERVICES, LLC
June 26, 2012 - September 18, 2012
CETERA WEALTH SERVICES, LLC
September 22, 2011 - July 13, 2012
QUESTAR ASSET MANAGEMENT, INC.
September 22, 2011 - July 13, 2012
QUESTAR CAPITAL CORPORATION
August 5, 1992 - May 31, 1996
CUSTODIAN SECURITIES, INC.
August 6, 1991 - May 28, 1992
1717 CAPITAL MANAGEMENT COMPANY
July 28, 1988 - August 6, 1991
CINCINNATI ANALYSTS, INC.
July 9, 1986 - July 5, 1988
TD AMERITRADE, INC.
February 19, 1986 - June 19, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MERCAP SECURITIES, LLC
CRD#: 156607 / SEC#: , 8-68810
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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