Linda J. Johnson

ONEAMERICA SECURITIES

Scottsdale, AZ 85260

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CRD#: 1453879

Professional summary

Linda Jo Johnson, who also goes by Linda Jo Schroeder, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Scottsdale, Arizona.

Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Linda has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Linda Jo Schroeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Non-variable insurance sales (fixed life, fixed annuities, health)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Jo Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Linda Jo Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2018 - Present

ONEAMERICA SECURITIES, INC.

Office #1: 9375 E Shea Blvd Suite 114, Scottsdale, AZ 85260

RIA

CRD#: 4173

Scottsdale, AZ

Current

March 12, 2018 - Present

ONEAMERICA SECURITIES, INC.

Office #1: 9375 E Shea Blvd Suite 114, Scottsdale, AZ 85260

RIA

CRD#: 4173

Scottsdale, AZ

Past

December 8, 2016 - March 12, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

PHOENIX, AZ

Past

August 3, 2009 - December 8, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

PHOENIX, AZ

Past

January 21, 2003 - March 15, 2018

CUE FINANCIAL GROUP, INC.

RIA

CRD#: 21033

PHOENIX, AZ

Past

October 3, 1997 - August 3, 2009

CUE FINANCIAL GROUP, INC.

CRD#: 21033

PHOENIX, AZ

Past

May 27, 1997 - October 13, 1997

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

April 2, 1996 - May 2, 1997

CUE FINANCIAL GROUP, INC.

CRD#: 21033

PHOENIX, AZ

Past

May 16, 1994 - April 19, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

May 16, 1994 - April 19, 1996

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

June 10, 1991 - September 30, 1993

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 18, 1990 - June 13, 1991

OAK BROOK SECURITIES CORP.

CRD#: 16886

OAKBROOK TERRACE, IL

Past

April 17, 1989 - December 31, 1989

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

MINOT, ND

Past

March 1, 1989 - April 3, 1989

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Past

January 13, 1986 - March 7, 1989

KEYPORT FINANCIAL SERVICES CORP.

CRD#: 8127

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONEAMERICA SECURITIES, INC.

AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009

RIA

Registered Investment Advisory firm - SEC (9/13/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/12/2018)

IAR

Arizona
(3/13/2018)

California
(3/12/2018)

Colorado
(6/3/2025)

IAR

Colorado
(6/4/2025)

Georgia
(10/15/2021)

Idaho
(3/12/2018)

Minnesota
(3/12/2018)

New Jersey
(9/9/2020)

IAR

New Jersey
(9/9/2020)

New Mexico
(3/12/2018)

Texas
(8/24/2018)

Virginia
(8/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/21/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/26/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ONEAMERICA SECURITIES, INC.

AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009

RIA

Registered Investment Advisory firm - SEC (9/13/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One American Square, Indianapolis, IN 46282

Mailing Address

One American Square P.o. Box 1984, Indianapolis, IN 46206-1984

Phone number

(317) 285-1877

Established

Indiana since 06/04/1969

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

326

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ONEAMERICA SECURITIES FORM ADV PART 2A APPENDIX 1 (3/31/2025)

ONEAMERICA SECURITIES FORM ADV PART 2A (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
AMERICAN UNITED LIFE INSURANCE COMPANY	PARENT
BICKEL, KORY LLOYD	CHIEF COMPLIANCE OFFICER	5424722
CAYETANO, NICHOLAS ADAM	AML OFFICER	7237505
FLEETWOOD, MATTHEW THOMAS	CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR	4109266
HARTLEY, BRYAN KEITH	FINOP	5664171
HOYLE, JASON ANDREW	DIRECTOR	6027238
JUNKER, DAVID A	DIRECTOR	2442538
LIONBERGER, TAYLOR W	SALES DEVELOPMENT DIRECTOR	5931321
MCGOFF, SEAN PATRICK	CHIEF COUNSEL & SECRETARY	5801826
SANDELSKI, DENNIS JOSEPH	AVP, TAX	7244469
SMILEY, ERIC DAVID	VP, DIRECTOR OF OPERATIONS	2978413
SNYDER, DANIEL R	TREASURER	7318687
WEYER, SHAUN CHRISTOPHER	SALES DEVELOPMENT DIRECTOR	4607359
YANG, CHUANMING	CHIEF INFORMATION SECURITY OFFICER	7527042

Regulatory assets under management

Total Number of Accounts	2,118
AUM (Assets Under Management)	$ 299,940,768

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Linda J. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Jo Johnson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Linda Jo Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEAMERICA SECURITIES, INC.

SECURITIES AMERICA, INC.

FOOTHILL SECURITIES, INC.

CUE FINANCIAL GROUP, INC.

CUE FINANCIAL GROUP, INC.

KESTRA INVESTMENT SERVICES, LLC

CUE FINANCIAL GROUP, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

OSAIC WEALTH, INC.

OAK BROOK SECURITIES CORP.

CAPITAL FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

KEYPORT FINANCIAL SERVICES CORP.

Primary Firm SEC Registration

ONEAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2002

Series 63

Date: 10/21/1985

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2000

Series 6

Date: 9/26/1985

FINRA

Current Firm

ONEAMERICA SECURITIES, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

ONEAMERICA SECURITIES, INC.

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