Paul H. Beaudoin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Henri Beaudoin was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2015 - August 3, 2021
BREAN CAPITAL, LLC
June 29, 2012 - October 31, 2014
D.A. DAVIDSON & CO.
January 31, 2011 - July 6, 2012
STERNE, AGEE & LEACH, INC.
October 11, 2000 - February 3, 2011
RAYMOND JAMES & ASSOCIATES, INC.
June 29, 1999 - October 5, 2000
SEATTLE-NORTHWEST SECURITIES CORPORATION
February 18, 1999 - June 21, 1999
RAYMOND JAMES & ASSOCIATES, INC.
May 19, 1997 - February 23, 1999
SEATTLE-NORTHWEST SECURITIES CORPORATION
September 1, 1994 - May 9, 1997
DAIN RAUSCHER INCORPORATED
August 14, 1992 - June 13, 1994
WELLS FARGO CLEARING SERVICES, LLC
August 16, 1991 - August 11, 1992
CLAYTON BROWN & ASSOCIATES, INC.
March 23, 1987 - July 12, 1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 22, 1986 - March 17, 1987
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/6/2024
General Securities Representative ExaminationCurrent Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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