Martin J. Costello
Professional summary
Martin J Costello JR, CFP®, who also goes by Jr Martin J Costello, is a registered financial advisor currently at PREAKNESS RETIREMENT ADVISORS, LLC located in Verona, New Jersey.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Martin has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin J Costello JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2005 - Present
PREAKNESS RETIREMENT ADVISORS, LLC
Office #1: C/o A.j. Graziano, Esq 155 Pompton Ave, Verona, NJ 07044March 1, 2005 - December 31, 2005
AURA FINANCIAL SERVICES, INC.
January 4, 1999 - February 22, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 11, 1989 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
March 4, 1986 - December 19, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/18/2005)
Exams
Current Firm
PREAKNESS RETIREMENT ADVISORS, LLC
CRD#: 133811 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 15,713,242 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
