Joseph A. Lombardo
Professional summary
Joseph Anthony Lombardo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Joseph had worked at 4 firms, which includes ACCOUNTING INVESTMENT SERVICES INC., PRIM SECURITIES INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
February 22, 2006 - May 24, 2013
ACCOUNTING INVESTMENT SERVICES, INC.
April 2, 2003 - December 31, 2004
ACCOUNTING INVESTMENT SERVICES, INC.
December 8, 1997 - May 31, 2013
PRIM SECURITIES, INCORPORATED
November 5, 1996 - September 29, 1997
PRUDENTIAL EQUITY GROUP, LLC
January 21, 1986 - November 12, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ACCOUNTING INVESTMENT SERVICES, INC.
CRD#: 111686 / SEC#: 801-55225
Contact information
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