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Jill A. Sterling-erman

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CRD#: 1453726
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jill Ann Sterling-erman, who also goes by Jill Ann Sterling, Jill Sterling-erman, Jill Ann Sterlingerman, was a registered financial professional .

Jill is a previously registered financial professional and started their career in finance in 1986. Jill had worked at 2 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jill Ann Sterling | Jill Sterling-Erman | Jill Ann Sterlingerman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS:NEXT STEP COUNSELING - JILL STERLING-ERMAN INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MENTAL HEALTH THERAPEUTIC SERVICES START DATE: 11/1997 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: LMFT, ATR-BC, THERAPIST BRIEF DESCRIPTION OF DUTIES: CLIENT WELFARE 2. NOTARY 3. NAME OF OTHER BUSINESS: ERMAN RETIREMENT ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 4/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISING 4. NAME OF OTHER BUSINESS: ERMAN RETIREMENT ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 1/2010 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS BRIEF DESCRIPTION OF DUTIES: OVERSEE ALL OPERATIONS IN OUR FINANCIAL PLANNING PRACTICE

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 26, 2017 - December 31, 2022

ERMAN RETIREMENT ADVISORY

RIA
CRD#: 113903
SEAL BEACH, CA
Past

July 7, 2016 - December 31, 2016

ERMAN RETIREMENT ADVISORY

RIA
CRD#: 113903
SEAL BEACH, CA
Past

March 19, 1986 - September 21, 2022

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SEAL BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam

Current Firm


ER
ERMAN RETIREMENT ADVISORY
ERMAN RETIREMENT ADVISORY | ERMAN, HOWARD DALE

CRD#: 113903 / SEC#: 801-112846

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Contact information


Main Address
3020 Old Ranch Pkwy Suite 100, Seal Beach, CA 90740
Mailing Address
Phone number
(562) 546-6021
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Part 2 Brochures

ERMAN RETIREMENT ADVISORY PART 2A (2022) (2/9/2022)

Regulatory assets under management


Total Number of Accounts311
AUM (Assets Under Management)$ 210,521,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ERMAN RETIREMENT ADVISORY

CRD#: 113903

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