Stephen W. Leblanc
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Wayne Leblanc, who also goes by Stephen W Leblanc, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 4 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1989 - September 12, 1990
FIRST AFFILIATED SECURITIES
March 22, 1989 - August 21, 1989
EDWARD JONES
April 23, 1986 - April 19, 1989
REGISTERED FINANCIAL GROUP,LTD.
February 19, 1986 - August 27, 1987
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST AFFILIATED SECURITIES
CRD#: 23737 / SEC#: , 8-40485
Contact information
Documents
Red Flags
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