Kellie H. Holder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kellie Hugh Holder SR, who also goes by Kellie Hugh Holder, was a registered financial advisor .
Kellie is a previously registered financial advisor and started their career in finance in 1994. Kellie had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2013 - June 11, 2015
SOUTHEAST INVESTMENTS, N.C., INC.
October 3, 2008 - June 26, 2013
NEXT FINANCIAL GROUP, INC.
October 3, 2008 - June 26, 2013
NEXT FINANCIAL GROUP, INC.
December 31, 1996 - February 13, 2009
AVANTAX ADVISORY SERVICES
December 15, 1994 - November 6, 2008
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
