Steven E. Knoop
Professional summary
Steven E Knoop, who also goes by Steven Knoop, is a registered financial professional currently at FCA ADVISORS, INC. located in Brooksvlle, Florida.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 3 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven E Knoop's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2007 - Present
FCA ADVISORS, INC.
Office #1: 1355 Myers Road, Brooksvlle, FL 34602November 1, 2003 - February 1, 2005
BMO CAPITAL MARKETS CORP.
December 19, 1996 - November 1, 2003
HARRIS NESBITT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2010)
(12/20/2024)
(7/10/2007)
(3/23/2010)
Exams
Series 82TO
Date: 9/30/2024
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 5/23/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FCA ADVISORS, INC.
CRD#: 143137 / SEC#: , 8-67528
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FCA ADVISORS, INC.
CRD#: 143137Brooksvlle, FL 34602TRUST BUT VERIFY
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