Steven E Knoop
Professional Summary
Steven E Knoop, who also goes by Steven Knoop, is a registered financial advisor currently at FCA ADVISORS, INC. located in Brooksvlle, Florida. Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 3 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Knoop
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
FCA ADVISORS, INC. | FIRST CHICAGO ADVISORS, INC.
Contact Information
Main Address
1355 Myers Road, Brooksvlle, FL 34602Mailing Address
1355 Myers Road, Brooksville, FL 34602Phone Number
(312) 739-0100Established
Illinois since 01/18/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/25/2010)
(12/20/2024)
(7/10/2007)
(3/23/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Sep 2024About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2007About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven E Knoop's CRS (Customer Relationship Summary).
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