Stephen P. Bombardiere
Professional summary
Stephen Paul Bombardiere, who also goes by S P Bombardiere, is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1986. Stephen has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Paul Bombardiere's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2017 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019January 29, 2016 - December 12, 2016
COWEN PRIME SERVICES LLC
June 9, 2008 - June 15, 2016
COWEN PRIME SERVICES TRADING LLC
December 5, 2003 - May 28, 2008
UBS SECURITIES LLC
March 1, 2002 - December 5, 2003
ABN AMRO INCORPORATED
April 12, 1991 - March 1, 2002
ABN AMRO SECURITIES LLC
November 11, 1989 - June 8, 1990
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 6, 1989 - November 15, 1989
JSC SECURITIES, INC.
May 29, 1986 - September 11, 1989
ASIEL & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/7/1998
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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