Mark A. Greven
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Greven was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1998 - September 15, 1998
MARION BASS SECURITIES CORPORATION
January 11, 1996 - February 26, 1998
ARGENT SECURITIES, INC.
September 30, 1994 - December 22, 1995
CHATFIELD DEAN & CO., INC.
January 25, 1993 - October 10, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
April 4, 1991 - January 25, 1993
KOBER FINANCIAL CORP.
November 10, 1988 - December 2, 1988
FIRST AMERICAN CAPITAL RESOURCES, INC.
March 3, 1986 - December 3, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARION BASS SECURITIES CORPORATION
CRD#: 7961 / SEC#: , 8-23820
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 8 |
Red Flags
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