Mark A. Townsend
Professional summary
Mark Allen Townsend is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Placentia, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 13 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 6, Series 26, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Townsend's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Allen Townsend's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 550 W. Orangethorpe Ave. Suite A, Placentia, CA 92870November 17, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 550 W. Orangethorpe Ave. Suite A, Placentia, CA 92870January 25, 2021 - December 15, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
April 12, 2017 - December 31, 2020
CROWN CAPITAL SECURITIES, L.P.
April 15, 2015 - December 31, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 27, 2012 - September 27, 2013
VERITRUST FINANCIAL, LLC
June 20, 2012 - September 27, 2013
VERITRUST FINANCIAL, LLC
December 1, 2005 - November 28, 2006
BURCH & COMPANY, INC
June 15, 2005 - July 9, 2010
SCF SECURITIES, INC.
February 4, 2003 - July 9, 2010
SCF INVESTMENT ADVISORS, INC.
October 28, 1999 - July 9, 2010
SCF SECURITIES, INC.
October 15, 1997 - November 18, 1999
WALL STREET FINANCIAL GROUP, INC.
October 13, 1995 - February 6, 1997
CENTAURUS FINANCIAL, INC.
March 12, 1992 - October 9, 1995
NORTH AMERICAN MANAGEMENT, INC.
January 14, 1992 - March 7, 1992
AMERICAN CLASSIC SECURITIES, INC.
January 28, 1991 - December 19, 1991
NORTH AMERICAN MANAGEMENT, INC.
February 14, 1986 - December 31, 1990
PFS INVESTMENTS INC.
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2025)
(11/19/2025)
(11/17/2025)
(11/19/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
