Gilbert A. Garcia

GARCIA HAMILTON & ASSOCIATES LP

HOUSTON, TX 77010

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CRD#: 1453249

Professional summary

Gilbert Andrew Garcia, who also goes by Gilbert Garcia, is a registered financial advisor currently at GARCIA HAMILTON & ASSOCIATES LP located in Houston, Texas.

Gilbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Gilbert has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gilbert Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gilbert Andrew Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2011 - Present

GARCIA HAMILTON & ASSOCIATES LP

Office #1: 1401 Mckinney Street, Suite 1600, Houston, TX 77010

RIA

CRD#: 108017

HOUSTON, TX

Past

March 19, 1986 - July 19, 1990

SALOMON BROTHERS INC.

CRD#: 740

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GARCIA HAMILTON & ASSOCIATES LP

DAVIS HAMILTON JACKSON & ASSOCIATES LP | GARCIA HAMILTON & ASSOCIATES LP

CRD#: 108017 / SEC#: 801-56194

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/17/2025)

IAR

Texas
(4/4/2011)

IAR

Utah
(4/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/29/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Current Firm

GARCIA HAMILTON & ASSOCIATES LP

DAVIS HAMILTON JACKSON & ASSOCIATES LP | GARCIA HAMILTON & ASSOCIATES LP

CRD#: 108017 / SEC#: 801-56194

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5 Houston Center 1401 Mckinney St., Suite 1600, Houston, TX 77010-4037

Mailing Address

Phone number

(713) 853-2322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GARCIA HAMILTON & ASSOCIATES, L.P. PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 22,797,748,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gilbert A. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gilbert Andrew Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

GARCIA HAMILTON & ASSOCIATES LP

SALOMON BROTHERS INC.

Primary Firm SEC Registration

GARCIA HAMILTON & ASSOCIATES LP

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/1986

Series 7

Date: 3/15/1986

Current Firm

GARCIA HAMILTON & ASSOCIATES LP

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GARCIA HAMILTON & ASSOCIATES LP

TRUST BUT VERIFY

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