Rest B. Heppenstall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rest Baker Heppenstall, who also goes by Rest B. Heppenstall, was a registered financial professional .
Rest is a previously registered financial professional and started their career in finance in 1986. Rest had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2019 - March 3, 2023
KIDRON CAPITAL SECURITIES LLC
August 27, 2012 - September 12, 2017
FNBB CAPITAL MARKETS, LLC
December 20, 1996 - November 21, 2011
HMC INVESTMENTS, LLC
August 3, 1992 - January 22, 1996
CITIGROUP GLOBAL MARKETS INC.
August 8, 1990 - August 19, 1992
STERNE, AGEE & LEACH, INC.
May 7, 1986 - August 31, 1987
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIDRON CAPITAL SECURITIES LLC
CRD#: 149826 / SEC#: , 8-68192
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
