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JK

Jerry M. King

THE FINANCIAL RESOURCE CENTER
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 1453200
JK

Professional summary

Jerry Mark King, AIF®, CFP® is a registered financial advisor currently at THE FINANCIAL RESOURCE CENTER located in Carmel, Indiana.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jerry has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

What are your service offerings?
Estate Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)KING'S LIVERY STABLE, 9410 PROSPECT ST, INDIANAPOLIS, IN 46239. BEGAN 9/15/07 AS OWNER PROVIDING PASTURE AND STABLES FOR A FEE. DEVOTES 10 HRS/WK, NONE DURING TRADING. 2) BYLAND FAMILY, 430 N 19TH ST, BEECH GROVE, IN, POA FOR LONG TERM CLIENT, 05/15/21, NIR, 4 HR/WK- 4/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 03/01/2005

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Mark King's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 1994

Experience

Current

December 16, 2021 - Present

THE FINANCIAL RESOURCE CENTER

Office #1: 9640 Commerce Drive Suite 414, Carmel, IN 46032
RIA
CRD#: 316747
Carmel, IN
Past

March 28, 2005 - March 18, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
INDIANAPOLIS, IN
Past

February 28, 2005 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA
CRD#: 39543
INDIANAPOLIS, IN
Past

February 28, 2005 - August 3, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
INDIANAPOLIS, IN
Past

May 23, 1998 - March 2, 2005

G & W EQUITY SALES, INC.

RIA
CRD#: 35356
INDIANAPOLIS, IN
Past

June 23, 1995 - March 2, 2005

G & W EQUITY SALES, INC.

BD
CRD#: 35356
INDIANAPOLIS, IN
Past

July 13, 1992 - June 23, 1995

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

February 3, 1992 - July 8, 1992

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

February 3, 1992 - July 8, 1992

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

December 3, 1987 - January 21, 1992

CENTURY INVESTORS OF AMERICA, INC.

BD
CRD#: 5322
Past

January 30, 1986 - November 20, 1987

FORTH FINANCIAL SECURITIES, CORPORATION

BD
CRD#: 14363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
THE FINANCIAL RESOURCE CENTER
CARRIAGE WEALTH PARTNERS | THE FINANCIAL RESOURCE CENTER, INC. | THE FINANCIAL RESOURCE CENTER | CARRIAGE WEALTH PARTNERS, LLC

CRD#: 316747 / SEC#: 801-122673

RIA
Registered Investment Advisory firm - (11/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(12/16/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/6/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/29/1986
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TF
THE FINANCIAL RESOURCE CENTER
CARRIAGE WEALTH PARTNERS | THE FINANCIAL RESOURCE CENTER, INC. | THE FINANCIAL RESOURCE CENTER | CARRIAGE WEALTH PARTNERS, LLC

CRD#: 316747 / SEC#: 801-122673

RIA
Registered Investment Advisory firm - (11/10/2021 Approved)
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Contact information

Main Address
9640 Commerce Drive Suite 414, Carmel, IN 46032
Mailing Address
Phone number
(317) 871-8571
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (3/15/2025)

Regulatory assets under management

Total Number of Accounts361
AUM (Assets Under Management)$ 407,168,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE FINANCIAL RESOURCE CENTER

CRD#: 316747Carmel, IN 46032

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Contact information

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