AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SK

Steven J. Katcher

INVICTA CAPITAL LLC
OAKMONT, PA 15139
Some features on this profile are disabled
CRD#: 1452929
SK

Professional summary

Steven James Katcher is a registered financial professional currently at INVICTA CAPITAL LLC located in Oakmont, Pennsylvania.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1986. Steven has worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven James Katcher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 29, 2023 - Present

INVICTA CAPITAL LLC

Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139
BD
CRD#: 288101
OAKMONT, PA
Past

December 12, 2019 - September 19, 2023

VENTURE.CO BROKERAGE SERVICES LLC

BD
CRD#: 173924
BURLINGTON, VT
Past

June 28, 2019 - December 11, 2019

INVICTA CAPITAL LLC

BD
CRD#: 288101
OAKMONT, PA
Past

April 11, 2018 - April 24, 2019

KINGSWOOD CAPITAL PARTNERS, LLC

BD
CRD#: 288898
SAN DIEGO, CA
Past

May 10, 2017 - July 2, 2018

SGMA CAPITAL MARKETS LIMITED

BD
CRD#: 135327
NEW YORK, NY
Past

May 3, 2016 - March 3, 2017

SHOPOFF SECURITIES, INC.

BD
CRD#: 142866
IRVINE, CA
Past

August 28, 2013 - May 2, 2016

RCX CAPITAL GROUP, LLC

BD
CRD#: 114290
ALTOONA, PA
Past

November 1, 2012 - July 15, 2013

TRITON PACIFIC SECURITIES, LLC

BD
CRD#: 139919
EL SEGUNDO, CA
Past

August 31, 2011 - November 28, 2012

SILBER BENNETT FINANCIAL, INC.

BD
CRD#: 156435
SAN JUAN CAPISTRANO, CA
Past

September 1, 2009 - June 17, 2010

WAVELAND CAPITAL PARTNERS LLC

BD
CRD#: 40054
IRVINE, CA
Past

March 23, 2009 - August 27, 2009

LIGHTSTONE SECURITIES, LLC

BD
CRD#: 132596
MAHWAH, NJ
Past

March 24, 2008 - January 16, 2009

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

April 3, 2006 - November 22, 2006

LINCOLN INVESTMENT

BD
CRD#: 519
FORT WASHINGTON, PA
Past

August 20, 2003 - October 12, 2004

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

August 1, 2000 - August 24, 2001

PMG SECURITIES CORPORATION

BD
CRD#: 27107
ELGIN, IL
Past

January 20, 2000 - August 1, 2000

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
ELGIN, IL
Past

June 26, 1997 - December 31, 1999

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

February 21, 1994 - June 30, 1997

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

April 3, 1992 - January 27, 1994

LINCOLN INVESTMENT

BD
CRD#: 519
FORT WASHINGTON, PA
Past

February 19, 1986 - April 7, 1992

FIRST RADNOR EQUITIES, INC.

BD
CRD#: 16235
RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/8/2024)
RR
Pennsylvania
(11/30/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/27/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/1990
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INVICTA CAPITAL LLC
INVICTA CAPITAL LLC

CRD#: 288101 / SEC#: , 8-69923

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Mailing Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Phone number
(412) 349-8684
Established
Pennsylvania since 07/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVICTA FINANCIAL GROUPHOLDING COMPANY
GIAMBRI, PHILIP MAYNARDSHAREHOLDER1182516
TEAL, GREGORY SCOTTSHAREHOLDER4768591
PEARSON, KRISTIN MARIECHIEF COMPLIANCE OFFICER4522677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVICTA CAPITAL LLC

CRD#: 288101Oakmont, PA 15139

TRUST BUT VERIFY

Monitor Steven Katcher

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Andrea Lynn Robertson
Andrea RobertsonAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
Sewickley (wexford), PA
Richard Paul Sabo
Richard SaboAdvisorCheck Check Mark
J. W. COLE ADVISORS, INC.
IAR
RR
GIBSONIA, PA
Lee Craig Oleinick
Lee OleinickAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Boca Raton, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics