WK
William F. Koster
ONE DAY IN JULY LLC
Vergennes, VT 05491
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CRD#: 1452809
WK
Professional summary
William Frank Koster, who also goes by William Koster, is a registered financial advisor currently at ONE DAY IN JULY LLC located in Vergennes, Vermont.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. William has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 15 and Series 5 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Koster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
William Frank Koster voluntarily serves on the Board of Directors for the Lake Champlain Maritime Museum (located at 4472 Basin Harbor Rd., Vergennes, VT 05491), a position he has held since 2019. Beginning in March 2021, his Board of Directors role at the Museum expanded to include that of Treasurer, and, beginning in November 2021, his role includes managing investments for the Museum's endowment. William Frank Koster does not receive any compensation for this position, and he devotes approximately five hours per month to the work, two of which may be during securities trading hours. One Day In July LLC does not believe that William Frank Koster's role at the Museum represents any conflict of interest to our firm or our clients.
CRS (Client Relationship Summary) - RIA
Click below to view William Frank Koster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2019 - Present
ONE DAY IN JULY LLC
Office #1: 206 Main Street, Vergennes, VT 05491RIA
CRD#: 284335
Vergennes, VT
Past
September 8, 2005 - October 27, 2005
ALLSPRING GLOBAL INVESTMENTS, LLC
RIA
CRD#: 104973
SAN FRANCISCO, CA
Past
May 20, 1999 - December 31, 2004
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
April 13, 1999 - December 18, 2003
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Past
January 10, 1992 - March 30, 1999
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
March 15, 1988 - September 5, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 21, 1986 - March 29, 1988
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OD
ONE DAY IN JULY LLC
ONE DAY IN JULY LLC | SHELBURNE FIDUCIARY PARTNERS, LLC
CRD#: 284335 / SEC#: 801-113839
RIA
Registered Investment Advisory firm - (8/15/2018 Approved)Massachusetts
Registered Investment Advisory firm - (9/7/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (10/5/2018 Terminated)Texas
Registered Investment Advisory firm - (9/7/2018 Terminated)Vermont
Registered Investment Advisory firm - (9/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(9/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 6/4/1986
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 5/28/1986
Interest Rate Options ExaminationCurrent Firm
OD
ONE DAY IN JULY LLC
ONE DAY IN JULY LLC | SHELBURNE FIDUCIARY PARTNERS, LLC
CRD#: 284335 / SEC#: 801-113839
RIA
Registered Investment Advisory firm - (8/15/2018 Approved)Massachusetts
Registered Investment Advisory firm - (9/7/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (10/5/2018 Terminated)Texas
Registered Investment Advisory firm - (9/7/2018 Terminated)Vermont
Registered Investment Advisory firm - (9/11/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
77 College St. #3a, Burlington, VT 05401
Mailing Address
Phone number
(802) 503-8280
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,737 |
| AUM (Assets Under Management) | $ 1,089,449,663 |
Red Flags
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Company Information
ONE DAY IN JULY LLC
CRD#: 284335Vergennes, VT 05491TRUST BUT VERIFY
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