Francis B. Drinkwine

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CRD#: 1452696

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Francis Bernard Drinkwine, CFP®, who also goes by Frank Drinkwine, was a registered financial professional .

Francis is a previously registered financial professional and started their career in finance in 1986. Francis had worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frank Drinkwine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREAT RIVER, LLC OVERLAND PARK, KS, IS A NON-INVESTMENT RELATED BUSINESS. CURRENTLY INACTIVE, IT WAS AN INSURANCE MANAGING GENERAL AGENCY, WHICH SOLD FIXED INSURANCE PRODUCTS THROUGH INDEPENDENT INSURANCE AGENTS. AS PRESIDENT AND SOLE OWNER, GENERALLY SPEND LESS THAN 1 HR./MO. OUTSIDE OF TRADING HOURS ON ADMINISTRATIVE DUTIES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

May 6, 2011 - April 29, 2024

BUTTONWOOD FINANCIAL GROUP, LLC

RIA

CRD#: 151164

KANSAS CITY, MO

Past

April 8, 1996 - April 28, 2011

EQUITY ADVISORS, INC.

RIA

CRD#: 111739

LEAWOOD, KS

Past

January 4, 1996 - May 11, 2011

OSAIC WEALTH, INC.

CRD#: 23131

NEW YORK, NY

Past

June 24, 1992 - December 31, 1995

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

August 10, 1988 - July 31, 1990

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 21, 1986 - August 15, 1988

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

FORT ATKINSON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA

Registered Investment Advisory firm - (8/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA

Registered Investment Advisory firm - (8/24/2009 Approved)

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Contact information

Main Address

3013 Main Street, Kansas City, MO 64108-3323

Mailing Address

Phone number

(816) 285-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED APRIL 30, 2025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,076
AUM (Assets Under Management)	$ 696,762,721

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
06/20/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Francis B. Drinkwine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EQUITY ADVISORS, INC.

OSAIC WEALTH, INC.

HARBOUR INVESTMENTS, INC.

FSC SECURITIES CORPORATION

COORDINATED CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

BUTTONWOOD FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/1986

Series 7

Date: 1/18/1986

Current Firm

BUTTONWOOD FINANCIAL GROUP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUTTONWOOD FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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