David L. Scolamiero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Leonard Scolamiero, who also goes by David Scott Scolamiero, David Leonard Scott, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2004 - July 12, 2022
AVANTAX ADVISORY SERVICES
January 15, 2004 - July 12, 2022
AVANTAX INVESTMENT SERVICES, INC.
January 6, 2003 - April 14, 2003
CHERRY BEKAERT WEALTH MANAGEMENT LLC
January 2, 2003 - April 14, 2003
CAP PRO BROKERAGE SERVICES, INC.
January 24, 2001 - December 4, 2002
1ST GLOBAL ADVISORS INC
October 13, 2000 - December 4, 2002
1ST GLOBAL CAPITAL CORP.
July 28, 1999 - August 25, 2000
AVANTAX INVESTMENT SERVICES, INC.
May 27, 1999 - July 26, 1999
IDS LIFE INSURANCE COMPANY
May 27, 1999 - July 26, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
May 2, 1986 - December 6, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 19, 1986 - May 1, 1986
MARION BASS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
