Robert J. Leinheiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Leinheiser, who also goes by Robert Leinheiser, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2004 - March 2, 2017
GENEOS WEALTH MANAGEMENT, INC.
July 1, 2004 - March 2, 2017
GENEOS WEALTH MANAGEMENT, INC.
October 3, 2002 - July 12, 2004
CETERA ADVISORS LLC
January 9, 1995 - July 12, 2004
CETERA ADVISORS LLC
August 1, 1994 - January 9, 1995
FSC SECURITIES CORPORATION
October 1, 1990 - August 4, 1994
CETERA ADVISORS LLC
August 28, 1989 - October 4, 1990
AMERICAN PREFERRED SECURITIES, INC.
June 29, 1988 - January 10, 1990
A. F. INVESTMENTS, INC.
January 21, 1988 - July 12, 1988
MARKETING ONE SECURITIES, INC.
May 22, 1986 - August 20, 1986
PFS INVESTMENTS INC.
May 22, 1986 - January 11, 1988
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
