Rosemary L. Vuotto
Professional summary
Rosemary Lynn Vuotto, who also goes by Rosemary Lynn Sabbia, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in New York City, New York.
Rosemary is registered as a RR (Registered Representative) and started their career in finance in 1986. Rosemary has worked at 8 firms and has passed the Series 63, SIE, Series 6, Series 7, Series 26, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rosemary Lynn Vuotto's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2022 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 200 Park Avenue 4th Floor, New York City, NY 10166April 13, 2015 - May 5, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 27, 2012 - March 10, 2015
ADP BROKER-DEALER, INC.
September 14, 2000 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
July 1, 1993 - September 6, 2000
GOLDMAN SACHS & CO. LLC
April 19, 1988 - May 19, 1988
GRUNTAL & CO., L.L.C.
December 4, 1986 - April 21, 1988
PHILIPS, APPEL & WALDEN, INC.
January 21, 1986 - August 8, 1986
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/10/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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