Barbara S. Gilliard
Professional summary
Barbara Smith Gilliard, CFP®, who also goes by Barbara Smith Gillard, is a registered financial advisor currently at EMERITUS INVESTMENT MANAGEMENT, INC. located in Mill Valley, California.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Barbara has worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Smith Gilliard's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1991
Experience
July 12, 1990 - Present
EMERITUS INVESTMENT MANAGEMENT, INC.
Office #1: 254 Miller Avenue, Mill Valley, CA 94941March 30, 1992 - June 3, 1997
SECURITIES AMERICA, INC.
August 25, 1989 - March 25, 1992
FIRST AFFILIATED SECURITIES
December 21, 1987 - August 25, 1989
PFG SECURITIES, INC.
July 7, 1987 - January 14, 1988
FPI SECURITIES, INC.
March 10, 1986 - July 29, 1987
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/1990)
Exams
Current Firm
EMERITUS INVESTMENT MANAGEMENT, INC.
CRD#: 108328 / SEC#: 801-56671
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 60,829,253 |
Red Flags
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Company Information
EMERITUS INVESTMENT MANAGEMENT, INC.
CRD#: 108328Mill Valley, CA 94941TRUST BUT VERIFY
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