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Paul A. Murdock

VESTECH SECURITIES
St. Louis, MO 63141
Some features on this profile are disabled
CRD#: 1452345
PM

Professional summary

Paul Antonio Murdock, who also goes by Paul A Murdock, is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 4 firms and has passed the Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul A Murdock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Antonio Murdock's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2020 - Present

VESTECH SECURITIES, INC.

Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
BD
CRD#: 41409
St. Louis, MO
Past

August 13, 2003 - March 4, 2004

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

August 16, 1996 - November 3, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

July 27, 1993 - June 8, 1996

PRUDENTIAL ASSET SALES & SYNDICATIONS, INC. ("PASS")

BD
CRD#: 15363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 24
Date: 8/12/2003
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/3/1996
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VESTECH SECURITIES, INC.
ENHANCED PREMIUM PARTNERS III, LLC | VESTECH SECURITIES, INC. | VESTECH SECURITIES, INC | REAL PREMIUM PARTNERS, V | REAL PREMIUM PARTNERS, LLC IV | REAL PREMIUM PARTNERS, LLC | REAL PREMIUM APPRECIATION | ENHANCED PREMIUM PARTNERS, LLC

CRD#: 41409 / SEC#: , 8-49409

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
Mailing Address
11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141
Phone number
(314) 828-2111
Established
Kansas since 03/13/1996
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HUANG, JOHN CHUNENPRESIDENT2659909
KNESE, PAUL BERNARDAML OFFICER AND DSO2541241
RAMIREZ, MARCO ANTONIOCCO4702164

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VESTECH SECURITIES, INC.

CRD#: 41409St. Louis, MO 63141

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