Rebecca S. Gaylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Sue Gaylor, CFP®, who also goes by Rebecca Morgan, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1986. Rebecca had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
September 5, 2003 - December 31, 2025
J.W. COLE FINANCIAL, INC.
February 22, 2002 - December 31, 2025
J. W. COLE ADVISORS, INC.
June 14, 2000 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
September 24, 1992 - June 15, 2000
1ST GLOBAL CAPITAL CORP.
May 14, 1986 - September 29, 1992
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
