RG
Rebecca S. Gaylor
J. W. COLE ADVISORS
PHOENIX, AZ 85028
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CRD#: 1452113
RG
Professional summary
Rebecca Sue Gaylor, CFP®, who also goes by Rebecca Morgan, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Phoenix, Arizona and J.W. COLE FINANCIAL, INC. located in Phoenix, Arizona.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Rebecca has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rebecca Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) A) GAYLOR ACTIVE MONEY MANAGEMENT B) ESTATE PLANNING, TAX PLANNING AND BUSINESS ACCOUNTING PRESIDENT D) 30 HRS./WEEK
(2) A) REBECCA GAYLOR B) FIXED INSURANCE C) INSURANCE BROKER OR AGENT D) 8-10 HOURS PER MONTH.
(3) A) SPRING WATER FARMS, INC. B) NOT INVESTMENT RELATED C) RR PERRYSVILLE, IN 47974 D) FARM E) SHAREHOLDER F) 1949 G) 2-3 HRS/MONTH H) 1-2 DURING TRADING I) MANAGEMENT HELP J) NOT AN OFFICER K) NO CLIENTS INVOLVED L) $1000/YEAR
(4) A) PAM Trust for Victor Gaylor B) Investment related C) Address: same as branch D) PAM Trust E) Distribution TTEE F) 1 hour per month G) Distributing TTEE
(5) A) PAM Trust for Rodney Gaylor B) Investment related C) Address: same as branch D) PAM Trust E) Distribution TTEE F) 1 hour per month G) Distributing TTEE
(6) A) Allean Ballard Trust B) Investment related C) Address: same as branch D) Trust E) Title: POA, non-advisory F) 1 hour per month G) POA
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Sue Gaylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
February 22, 2002 - Present
J. W. COLE ADVISORS, INC.
Office #1: 11811 North Tatum Blvd Suite 3051, Phoenix, AZ 85028RIA
CRD#: 112294
PHOENIX, AZ
Current
September 5, 2003 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 11811 North Tatum Blvd Suite 2200, Phoenix, AZ 85028BD
CRD#: 124583
Phoenix, AZ
Past
June 14, 2000 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
BD
CRD#: 46285
TAMPA, FL
Past
September 24, 1992 - June 15, 2000
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
May 14, 1986 - September 29, 1992
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(2/22/2002)
RR
Arizona(9/5/2003)
RR
Arkansas(8/21/2023)
RR
California(9/5/2003)
RR
Colorado(9/5/2003)
RR
Connecticut(1/3/2012)
RR
Florida(8/19/2005)
RR
Georgia(3/16/2005)
RR
Hawaii(7/30/2010)
RR
Idaho(1/3/2012)
RR
Illinois(1/22/2010)
RR
Indiana(9/8/2003)
RR
Michigan(3/16/2005)
RR
Minnesota(3/24/2016)
RR
Nebraska(5/25/2006)
RR
Nevada(9/5/2003)
RR
New Jersey(8/31/2021)
RR
New Mexico(3/16/2005)
RR
New York(9/5/2003)
RR
North Carolina(1/3/2007)
RR
Ohio(1/6/2006)
RR
Oklahoma(1/4/2016)
RR
Oregon(2/24/2004)
RR
Pennsylvania(1/3/2007)
RR
South Carolina(5/20/2005)
RR
Tennessee(1/2/2018)
RR
Texas(9/5/2003)
IAR
Texas(10/22/2025)
RR
Utah(1/4/2016)
RR
Virginia(1/3/2012)
RR
Washington(1/9/2008)
RR
Wisconsin(1/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
