David C. Gratke

GRATKE WEALTH

Hillsboro, OR 97006

Some features on this profile are disabled

CRD#: 1451919

Professional summary

David Carl Gratke is a registered financial advisor currently at GRATKE WEALTH, LLC located in Hillsboro, Oregon.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VARIOUS INSURANCE COMPANIES - NON-INVESTMENT REALTED - SAME ADDRESS - INSURANCE - AGENT/CONTRACTOR - 1 HR/MO - NOT DURING TRADING HRS - LTC, TERM AND VUL INSURANCE SALES MR. GRATKE ENGAGES IN THE FOLLOWING ACTIVITIES: - UNIVERSITY OF OREGON ALUMNI ASSOCIATION - BOARD OF DIRECTORS, CHI PSI ALUMNI CORPORATIONS - PARRY CENTER FOR CHILDREN, FUND RAISING EFFORTS - MULTNOMAH ATHLETIC CLUB - PORTLAND, OR, CHAIR OF THE ATHLETIC COMMITTEE - OREGON BASED CHALKBOARD PROJECT - CHILDREN'S DIABETES SEMINARS AND SUPPORT NETWORK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Carl Gratke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2008 - Present

GRATKE WEALTH, LLC

Office #1: 1915 Ne Stucki Avenue 4th Floor, Hillsboro, OR 97006

RIA

CRD#: 145983

Hillsboro, OR

Past

March 17, 2003 - October 13, 2010

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

PORTLAND, OR

Past

July 5, 1999 - December 31, 2002

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

PORTLAND, OR

Past

March 27, 1997 - October 13, 2010

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

PORTLAND, OR

Past

September 4, 1990 - September 13, 1990

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 4, 1990 - April 11, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 29, 1988 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

January 21, 1986 - September 9, 1988

SECURITY PACIFIC SECURITIES OF OREGON, INC.

CRD#: 13120

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/11/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/9/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GRATKE WEALTH, LLC

DAVID GRATKE INVESTMENT ADVISORS, LLC | GRATKE WEALTH, LLC | DAVID GRATKE WEALTH ADVISORS, LLC

CRD#: 145983 / SEC#: 801-68835

RIA

Registered Investment Advisory firm - (7/13/2012 Terminated)

California

Registered Investment Advisory firm - (3/18/2019 Terminated)

Georgia

Registered Investment Advisory firm - (12/31/2012 Terminated)

Oregon

Registered Investment Advisory firm - (6/29/2012 Approved)

Texas

Registered Investment Advisory firm - (10/17/2024 Terminated)

Washington

Registered Investment Advisory firm - (6/20/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1915 Ne Stucki Avenue 4th Floor, Hillsboro, OR 97006

Mailing Address

10940 Sw Barnes Rd Suite 143, Portland, OR 97225

Phone number

(888) 970-8987

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 20,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Jason Lambert

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David C. Gratke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Carl Gratke's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

SECURITY PACIFIC SECURITIES OF OREGON, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/1997

Series 63

Date: 2/24/1986

Series 7

Date: 1/18/1986

Series 8

Date: 3/9/1994

Current Firm

GRATKE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRATKE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors