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Keith B. Ohnmeis
PINGORA PARTNERS LLC
WILSON, WY 83014
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CRD#: 1451807
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Professional summary
Keith Bryan Ohnmeis is a registered financial advisor currently at PINGORA PARTNERS LLC located in Wilson, Wyoming.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Keith has worked at 3 firms and has passed the Series 66, Series 63, Series 3, Series 15, Series 5 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Open Prairie Opportunity Fund Advisory Committee, investment related Address: Effingham, IL Business Nature: Operate multiple investment funds with agriculture/farmland focus Start date of the relationship: Jan 2019 Approximate number of hours/month devoted to the business: 0.5hrs/month Number of hours devoted to the business during trading hours: 0.5 hrs Duties relating to the other business: Ongoing due diligence of investments; Lodgepole Art Partners, LLC, not investment related Address: Wilson, Wyoming Business nature: art auction business, co-owner Start date of the relationship: December 2024 Approximate number of hours/month devoted to the business: 2 hours per month Number of hours devoted to the business during trading hours: 0 hours Duties relating to the other business: business operations
CRS (Client Relationship Summary) - RIA
Click below to view Keith Bryan Ohnmeis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2009 - Present
PINGORA PARTNERS LLC
Office #1: Po Box 1250, Wilson, WY 83014RIA
CRD#: 148262
WILSON, WY
Past
November 5, 2002 - July 15, 2009
MADDEN SECURITIES CORPORATION
RIA
CRD#: 18389
WILSON, WY
Past
January 31, 1997 - July 15, 2009
MADDEN SECURITIES CORPORATION
BD
CRD#: 18389
WILSON, WY
Past
January 21, 1986 - March 8, 1995
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PINGORA PARTNERS LLC
PINGORA PARTNERS LLC
CRD#: 148262 / SEC#: 801-130523
RIA
Registered Investment Advisory firm - (6/20/2024 Approved)Texas
Registered Investment Advisory firm - (7/8/2024 Terminated)Wyoming
Registered Investment Advisory firm - (7/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/9/2009)
IAR
Wyoming(9/22/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 3/12/1986
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 3/7/1986
Interest Rate Options ExaminationGeneral Industry/Product Exam
Current Firm
PP
PINGORA PARTNERS LLC
PINGORA PARTNERS LLC
CRD#: 148262 / SEC#: 801-130523
RIA
Registered Investment Advisory firm - (6/20/2024 Approved)Texas
Registered Investment Advisory firm - (7/8/2024 Terminated)Wyoming
Registered Investment Advisory firm - (7/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Crescent Court Suite 1300, Dallas, TX 75201
Mailing Address
Po Box 1250, Wilson, WY 83014
Phone number
(307) 739-8686
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 186,583,810 |
Red Flags
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