Timothy L. Horton
Professional summary
Timothy Lee Horton, who also goes by Tim Horton, is a registered financial professional currently at HOVDE GROUP, LLC located in Atlanta, Georgia.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1986. Timothy has worked at 10 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Lee Horton's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2015 - Present
HOVDE GROUP, LLC
Office #1: 5555 Glenridge Connector Suite 200, Atlanta, GA 30342April 15, 2013 - November 5, 2015
FIG PARTNERS, LLC
February 15, 2008 - January 28, 2013
FIG PARTNERS, LLC
September 12, 2006 - October 10, 2007
CHARLES SCHWAB & CO., INC.
June 13, 2006 - October 10, 2007
CHARLES SCHWAB & CO., INC.
December 3, 2004 - March 14, 2006
STERNE, AGEE & LEACH, INC.
March 22, 2004 - December 6, 2004
E*TRADE SECURITIES LLC
July 15, 2002 - January 2, 2004
JONESTRADING
November 10, 1998 - February 22, 2002
WACHOVIA SECURITIES, INC.
August 1, 1997 - October 22, 1998
STERNE, AGEE & LEACH, INC.
September 27, 1991 - June 24, 1997
TRUIST SECURITIES, INC.
June 25, 1988 - September 30, 1991
WACHOVIA SECURITIES, INC.
March 11, 1988 - May 24, 1988
MORGAN KEEGAN & COMPANY, LLC
January 23, 1986 - February 8, 1988
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2025)
(11/19/2015)
(11/19/2015)
(11/19/2015)
(1/11/2016)
(1/13/2016)
(11/17/2015)
(11/20/2015)
(12/2/2015)
(2/11/2016)
(12/2/2015)
(8/2/2016)
(9/22/2025)
(11/25/2015)
(11/20/2015)
(12/7/2015)
(12/18/2015)
(9/24/2025)
(1/11/2016)
(1/11/2016)
(1/13/2016)
(11/19/2015)
(1/24/2017)
(11/19/2015)
(1/14/2016)
(2/11/2016)
(9/24/2025)
(10/27/2016)
(11/19/2015)
(2/22/2023)
(2/10/2016)
(1/27/2016)
(9/25/2025)
(12/17/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/6/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
