Xerxes K. Bhote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Xerxes Keki Bhote was a registered financial professional .
Xerxes is a previously registered financial professional and started their career in finance in 1989. Xerxes had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 2, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2015 - January 2, 2019
MKM PARTNERS LLC
September 25, 2002 - July 2, 2015
TJM INVESTMENTS, LLC
March 28, 2002 - August 28, 2002
HIGHTOWER SECURITIES, LLC
July 26, 1996 - April 24, 2001
CREDIT SUISSE SECURITIES (USA) LLC
February 13, 1996 - June 20, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 9, 1989 - April 1, 1991
DISCOUNT CORPORATION OF NEW YORK FUTURES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/26/1996
Non-Member General Securities ExaminationCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
