Elaine R. Bohatch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elaine Rose Bohatch, who also goes by Elaine R Colonna, Elaine Rose Colonna, Elaine R Miller, Elaine Rose Miller, was a registered financial professional .
Elaine is a previously registered financial professional and started their career in finance in 1986. Elaine had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2011 - July 10, 2017
TRUSTMONT ADVISORY GROUP, INC.
June 29, 2011 - July 10, 2017
TRUSTMONT FINANCIAL GROUP, INC.
December 14, 2010 - March 21, 2011
ESSEX NATIONAL SECURITIES, LLC
December 10, 2010 - March 21, 2011
ESSEX NATIONAL SECURITIES, LLC
November 26, 2007 - December 23, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 26, 2007 - December 23, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 24, 2004 - November 30, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
May 24, 2004 - November 30, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
January 12, 1999 - July 9, 2002
STRATEGIC ADVISERS LLC
June 11, 1996 - July 9, 2002
FIDELITY BROKERAGE SERVICES LLC
November 6, 1991 - February 4, 1992
QUICK & REILLY, INC.
June 23, 1986 - November 13, 1991
FIDELITY BROKERAGE SERVICES LLC
February 3, 1986 - May 5, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
